Journal of Pediatric Psychology, Vol. 27, No. 1, 2002, pp. 5-18
© 2002 Society of Pediatric Psychology
Collecting and Managing Multisource and Multimethod Data in Studies of Pediatric Populations
1 Loyola University of Chicago, 2 University of Cincinnati
All correspondence should be sent to Grayson N. Holmbeck, Loyola University of Chicago, Department of Psychology, 6525 N. Sheridan Road, Chicago, Illinois 60626. E-mail: gholmbe{at}luc.edu .
| Abstract |
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Objective: To provide recommendations for the collection and management of multisource and multimethod data in studies of children and adolescents with pediatric conditions.
Methods: We discuss limitations of single-source and single-method data collection strategies. We review strategies for collecting and managing multisource and multimethod data, including coverage of the literature on level of agreement across sources, strengths and weaknesses of various source and method aggregation strategies, and methods of examining discrepancies between sources.
Results: Multisource and multimethod data collection strategies enable researchers to rule out alternative explanations for their findings and pose research questions that would probably not be testable with single-source, single-method data sets.
Conclusions: We emphasize the utility of multisource and multimethod data and provide recommendations for future work.
Key words: multisource data; multimethod data; optimal informants; research methodology; discrepancies; congruence.
| Introduction |
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Once an investigator has formulated a research question, multiple decisions need to be made regarding the research design. One set of decisions involves the nature of the data to be collected (Rosenthal & Rosnow, 1991
Research in pediatric psychology varies widely with respect to the types of
sources and methods employed. Although some of the limitations of
single-source and single-method data have been noted (e.g.,
Bank & Patterson, 1992
;
La Greca & Lemanek, 1996
),
an extended discussion of such limitations, along with a thorough discussion
of possible alternatives, is not available. Given that the use of multisource
and multimethod data complicates data reduction, data analysis, and
interpretation of findings (Jacob &
Tennenbaum, 1988
; La Greca
& Lemanek, 1996
), such issues will be reviewed in this
article. The purpose of this article is to (1) review limitations of
single-source and single-method data collection strategies, (2) discuss
strategies for collecting and managing multisource and multimethod data, and
(3) present a set of recommendations for investigators seeking to conduct
multisource and multimethod research with pediatric populations.
| Limitations of a Single-Source, Single-Method Design |
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A single-source and single-method study uses a single respondent (e.g., mother) and a single data collection method (e.g., questionnaires) to answer a research question of interest. Drotar (1997
Although a single-source and single-method approach may be an appropriate
data collection strategy in certain areas of research (see below), this
strategy has inherent limitations. First, with such a methodological strategy,
one is unable to rule out common method variance interpretations of the
findings. Personality and cognitive characteristics of the informants (i.e.,
response biases; e.g., Youngstrom, Izard,
& Ackerman, 1999
), rather than associations between true score
variance, may account for significant relations between variables. In fact,
some studies in pediatric psychology have shown that correlations between
different constructs from the perspective of the same source are
higher than correlations between the same constructs from the
perspective of different sources (e.g.,
Kronenberger, Carter, & Latta,
1997
). Second, with a single-source/single-method design, one
misses out on the opportunity to examine a number of interesting hypotheses.
For example, when one has collected data from multiple sources, discrepancies
between reports from different sources can become interesting predictor or
criterion variables (e.g., discrepancies between family members with respect
to their views of the family system;
Paikoff, 1991
). At a more
basic level, the collection of multisource data provides a more complex view
of the phenomena of interest and can include reports from understudied sources
(e.g., teachers, fathers; La Greca &
Lemanek, 1996
). Third, as noted by La Greca and Lemanek
(1996
), exclusive reliance on
certain sources may make it more difficult to assess certain types of
functioning. For example, the assessment of a child's internal state (e.g.,
internalizing symptoms) may be more valid if self-reports are employed in
addition to parent reports. Finally, when one collects data with a single
method and fails to find an association between a predictor and an outcome,
one will likely conclude (perhaps erroneously) that the predictor is not
related to the outcome. For example, in a study of differential treatment of
siblings in families who have children with cystic fibrosis, Quittner and
Opipari (1994
) found few
differential treatment effects when using interview methodologies, yet found
such effects when using a daily diary technique.
Despite the limitations of the single-source, single-method design, such a
strategy may be appropriate (or even ideal) when addressing certain research
questions. If one poses a very specific and focused research question, such a
design may be appropriate. For example, if one seeks to determine the
neuropsychological status (in comparison to national norms) of children with a
particular pediatric condition, this type of design may be ideal. If one seeks
to maximize the power to detect significant effects, a single-source and
single-method study with a very large sample may be appropriate
(Gray & Steinberg,
1999
).
| Moving Beyond Single-Source, Single-Method Data: Collecting and Managing Multisource and Multimethod Data |
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In this section, we discuss strategies for collecting data from multiple sources with multiple methods, as well as methods of handling differential response rates across sources.3 The literature on "agreement" across sources and methods is reviewed, as well as the implications of such research for methods of managing data from multiple sources and methods. Strengths and weaknesses of the "optimal informant" strategy will be discussed (La Greca & Lemanek, 1996
Collecting Multisource and Multimethod Data
Collecting multisource and multimethod data is resource-intensive; thus,
selecting the appropriate informants for a given construct is an important
methodological step. Typically, the nature of the construct determines, in
part, the chosen respondents (La Greca
& Lemanek, 1996
). For family environment measures, for
example, respondents often include mothers, fathers, a target child and
siblings, and/or external observers. For measures of adjustment, the
perspectives of target child, parents, mental health professionals, teachers,
and peers may be assessed. If one seeks to collect multisource and multimethod
data, there should also be a clear conceptual rationale for using each source
and each method (La Greca & Lemanek,
1996
). For example, teacher report of child adjustment could be
used when examining whether mothers' views of the family environment are
associated with adjustment in the child (assuming that associations between
the two are of interest conceptually and contribute to existing knowledge in
the field). In this way, one would be examining whether family relationships
affect child adjustment across contexts (home
school), while at the
same time reducing the problem of common method variance. Finally,
developmental considerations should guide choices of sources and methods (see
Table 1 in La Greca & Lemanek,
1996
, for a list of optimal informants as a function of age of
child and construct type).
One of the difficulties in collecting multiple reports involves the
maintenance of consistent participation rates across informants. Some
researchers have suggested that certain raters are particularly difficult to
recruit and assess (e.g., fathers; Kazak,
Segal-Andrews, & Johnson, 1995
;
Phares, 1992
). Depending on
the data analytic method used, complete data across all sources may be
required or assumed by that analytic strategy. Indeed, problems arise when one
attempts to conduct analyses (e.g., MANOVAs) that include variables based on
responses of two types of informants (e.g., mothers and fathers), where the
response rate is much lower for one type of informant. If the amount of
missing data is large, one should consider running analyses separately for
each respondent (see Holmbeck, Shapera,
& Hommeyer, in press
, for an example of this strategy).
Similarity of rated constructs across reporters is an important issue, as
low agreement can result from poor construct measurement across sources. When
measuring a construct with multiple sources, many studies simply rewrite items
originally designed for one type of informant (e.g., children) for use with
another type of informant (e.g., parents; see
Cole, Hoffman, Tram, & Maxwell,
2000
, for an example involving the Child Depression Inventory
[CDI], and the Revised Children's Manifest Anxiety Scale [RCMAS]). It is often
assumed that items will be appropriate and meaningful for both types of
respondents. In cross-cultural research, where investigators seek to use
similar measures across different ethnic populations, concerns over construct
measurement equivalence are seriously considered
(Knight, Tein, Shell, & Roosa,
1992
). Unfortunately, measurement equivalence is often not
considered when investigators seek to use similar measures across different
informants. The cross-cultural literature may be particularly instructive for
those seeking to conduct cross-informant research.
Certain data collection strategies in studies of pediatric samples can result in ambiguous findings. Researchers often collect data from children when they come to a medical clinic. Given that some symptoms may be situation-specific (e.g., internalizing symptoms), and that children are often more distressed in medical settings than in non-medical settings, this method of data collection may artificially inflate scores obtained from self-report questionnaires and interviews. This strategy can also increase discrepancies between reports of children and parents. An additional concern is cross-source contamination. If one conducts a mail survey of parents and children, one is unable to determine the degree to which family members discuss their responses or whether they completed each other's questionnaires. A home visit methodology is preferable since researchers can monitor the independent completion of measures.
If one samples multiple informants, but does so exclusively with
questionnaires, one has conducted a multisource, single-method study. One
problem with an exclusive focus on self-report data is that such information
may be biased, particularly given the difficulty most individuals have in
recalling past events over long time frames. An alternative strategy would be
to supplement the multi-informant questionnaire data with additional methods
(Quittner & DiGirolamo,
1998
). By increasing the number of methods, one usually increases
the number of sources. For example, if family observational data are used
(i.e., an additional method), we would also be adding "coders" as
an additional source of data. Of course, a new method does not always bring
with it a new source. With the daily diary technique (see
Quittner & DiGirolamo,
1998
, for a description), for example, one adds a new method but
the number of sources remains unchanged.
Agreement Across Sources/Methods
In general, correlations that assess the level of agreement between sources
or between methods are in the low-to-moderate range
(Achenbach, McConaughy, & Howell,
1987
), although there are exceptions
(Cook & Goldstein, 1993
;
Schwarz, Barton-Henry, & Pruzinsky,
1985
). In the child psychiatry and psychopathology literatures,
agreement on diagnoses and ratings of child mental health outcomes and
symptomatology has been a targeted area of study (e.g.,
Cantwell, Lewinsohn, Rohde, & Seeley,
1997
). In a widely cited meta-analytic review, Achenbach et al.
assessed level of agreement across studies on internalizing and externalizing
symptomatology as reported by children, parents, mental health workers,
teachers, and peers. Correlations between similar types of informants (e.g.,
mother, father) were higher than correlations between different types of
informants (e.g., mother, teacher) or self-other correlations, but all were in
the low-to-moderate range. Studies investigating source agreement among other
variables (e.g., family environment, parenting) also revealed associations in
the low-to-moderate range (e.g., Cook
& Goldstein, 1993
; Jacob
& Windle, 1999
; Melby,
Conger, Ge, & Warner, 1995
;
Sessa, Avenevoli, Steinberg, & Morris,
2001
). Given the low level of agreement, a number of investigators
have recommended the use of multisource and multimethod data (e.g.,
Achenbach et al., 1987
;
Cantwell et al., 1997
).
This low-to-moderate informant agreement has been problematic for both
clinicians and researchers. Clinically, decisions made regarding weighting of
sources can have serious consequences for diagnosis and treatment planning at
the individual level (Power et al.,
1998
). Consequently, some have attempted to determine a
"gold standard" approach for combining information from various
sources to make diagnoses for children and adolescents (see
Kazdin, 1994
, for a review).
Low informant concordance also has important implications for research
methodology. Researchers studying a particular disorder in a population of
children or adolescents must decide on the most appropriate informant for
their research (La Greca & Lemanek,
1996
). If they attempt to circumvent this design problem by
including multiple informants, they must decide how to combine the varying
reports when conducting data analyses
(Shaffer, Lucas, & Richters,
1999
).
Some researchers have found that certain respondents are underreporters,
whereas others are overreporters (e.g.,
Cole, Martin, Peeke, Seroczynski, &
Fier, 1999
). In the area of child pain, for example, parents
usually underestimate their child's level of pain (e.g.,
Chambers, Reid, Craig, McGrath, &
Finley, 1998
), although the degree to which parents under- or
overreport appears to vary as a function of context (e.g., the type of
procedure experienced by a child;
Chambers, Braaksma, Craig, Bennett, &
Huntsman, 1999
). Parents are also more likely to underestimate
their child's level of substance use
(Deffenbaugh, Hutchinson, &
Blankschen, 1993
; O'Donnell et
al., 1998
). Studies that examine under- and overreporting of
adjustment report mixed results, with some finding that parents report more
symptoms than children (e.g., Loeber et
al., 1991
), and others finding the reverse (e.g.,
Cantwell et al., 1997
).
Finally, several studies have attempted to identify individual and family
factors that may moderate levels of agreement between sources
(Holmbeck, 1997
). Putative
moderators of agreement for child symptomatology include type of symptom,
gender of child and parent, child age, child ethnicity, parental
psychopathology, clinic versus nonpatient status, family cohesion and
adaptability, life stress events, social desirability of the symptom, family
size, and familiarity with the target (e.g.,
Kazdin, 1994
;
Youngstrom, Loeber, &
Stouthamer-Loeber, 2000
). Achenbach et al.
(1987
) investigated several
moderators of agreement and found consistent evidence across studies that
specific variables such as child age and type of outcome influenced agreement
levels.
The "Optimal Informant" Strategy
Why is there low-to-moderate agreement among sources and among methods
(Kazdin, 1994
)? It may be that
(1) each informant or method provides a unique, but meaningful perspective on
child behavior, because such behavior differs across settings
(Hart, Lahey, Loeber, & Hanson,
1994
; Shaffer et al.,
1999
); (2) different informants and methods have different types
of biases; or (3) some raters and methods are more valid and reliable than
others for certain symptoms and behaviors
(Hart et al., 1994
;
Shaffer et al., 1999
). The
latter perspective has led some to search for "optimal informants"
(e.g., Loeber et al., 1989
),
particularly where multiple informants and methods are possible (e.g., see
Table 1 in La Greca & Lemanek,
1996
).
One approach to determining the "best reporter" for a construct
is to isolate the person in the best position to rate a construct because of
the environmental domain that he or she occupies (e.g.,
Kellam, 1990
). Rational
criteria are used to make such decisions. For example, teachers are considered
the best reporters of classroom behavior since they are the natural reporters
of behavior in the classroom domain. In contrast, direct observation may be
considered the most valid measure of parental discipline
(Dishion, 1990
). One advantage
of the "best reporter" approach is that it eliminates the need for
multiple reports of the same construct. A disadvantage of this approach is
that it ignores the possibility that other raters could contribute unique and
important information.
An empirical alternative to this rational approach of choosing an optimal
informant or method involves the assessment of conditional probabilities for
agreement across sources (Loeber et al.,
1989
; Stanger & Lewis,
1993
). With this strategy, one assesses the conditional
probability that one informant will endorse a particular symptom; given that
another informant has reported the symptom. Research using this approach has
revealed, for example, that children provide little unique information beyond
parent and teacher report of hyperactivity or oppositional behavior. On the
other hand, children seem to offer important unique information for the
assessment of conduct problems (Loeber et
al., 1989
; Power et al.,
1998
). Despite the findings in this line of research, some
continue to recommend that all reporters should be treated equally
(Piacentini, Cohen, & Cohen,
1992
).
Handling Multisource and Multimethod Data
As it is not always possible to identify an optimal reporter for a given
construct, many investigators collect multisource and multimethod data. As
discussed below, there are several ways to handle such data.
Table I details the advantages
and disadvantages of each of these approaches.
|
Keeping Source/Method Data Disaggregated
The simplest solution to managing multisource and multimethod data is to
leave the data in its original disaggregated form. The advantage of this
strategy is that it allows the investigator to examine the effects of each
source or method separately (Table
I). For example, with disaggregated variables, one can determine
whether mother, father, and child reports of the family environment are
differentially related to teacher report of child adjustment. One can offset
the impact of common method variance by examining only associations between
variables assessed from the perspective of different informants. In sum, this
disaggregation strategy is useful, particularly with small studies, where
latent variable modeling is not possible, or when there are low correlations
among informants. Unfortunately, this strategy often results in a large number
of analyses, which increases the chance of Type I errors. This approach also
does not distinguish between shared and nonshared method variance.
Source/Method Aggregation via Summing
A different approach to analyzing multisource data is to aggregate or
combine data across sources based on a simple linear model
(Schwarz et al., 1985
). By
combining reporters, the researcher captures multiple perspectives while
improving predictive power. This approach can be used with any number of
sources and in studies with small sample sizes. It is also possible to
differentially weight various raters in the linear combinations to emphasize
the perspective of one rater over another.
An advantage of this approach is that aggregation can simplify the data
analysis by reducing the number of analyses and, therefore, the Type I error
rate (Table I). In addition,
the composite variable formed from the linear combination should have a higher
reliability than any of the individual scales
(Cook & Goldstein, 1993
;
Schwarz et al., 1985
). As
suggested by Cook and Goldstein, however, "one of the shortcomings of
aggregating over the reports of multiple informants is that the ability to
distinguish variance due to the unique perspective of a rater and the
perspective common to all raters is lost" (p. 1378).
To aggregate, one typically collapses across measures only when these
measures are associated to some degree (indicating some shared variance across
informants). To determine whether measures across informants are associated, a
variety of approaches is available. If one has a large enough sample (see
Bentler & Chou, 1987
, and
Tabachnick & Fidell, 1996
,
for sample size recommendations), a confirmatory factor analytic strategy may
be useful, provided one has a theory for how the measures should covary.
Because samples sizes are typically quite small in studies of pediatric
populations, the investigator may wish to examine a correlation matrix for
evidence of significant associations. In this case, the investigator can
establish a correlational criterion (e.g., r
.40;
Chassin, Pitts, & Prost, in
press
) to designate when measures from different sources or
methods can be aggregated. Once aggregation is justified, variables based on
different metrics can be standardized (i.e., converted to z-scores)
and then summed.
In the case of missing values for one or more informants, one could (1) use
only those participants who have complete data across all informants (i.e.,
the listwise deletion method; in our view, this is the least desirable
strategy, particularly in small pediatric studies); (2) use all available data
from all possible sources (i.e., the available case or pairwise deletion
method; one disadvantage of this strategy is that aggregated scores will be
based on input from different informants across participants); or (3) when
data from multiple informants (
3) are available, one could make decisions
about the number of available informants that are required to compute an
aggregate total for each participant.
The issue of missing data is particularly salient in research utilizing
multisource, multimethod data. Indeed, the potential for missing data
increases with the number of sources and methods. In addition to the listwise
deletion and available case methods, other common missing data techniques
include mean substitution/replacement (of which there are several types;
Raaijmakers, 1999
), simple or
multiple regression imputation, and more complex approaches such as multiple
imputation and maximum likelihood estimation
(Arbuckle, 1996
;
Little & Schenker, 1995
;
Raaijmakers, 1999
;
Schafer, 1997
; see
Acock, 1997
, for a very
readable discussion of most available strategies). A pivotal assumption
underlying many of these techniques is that the data are "missing at
random" (MAR) or "missing completely at random" (MCAR;
Roth, 1994
). This can become a
stumbling point for pediatric studies in which the availability of data from a
particular source or method is confounded with subtypes of the study
population (e.g., when medical test information is more complete for those
with more severe forms of an illness). Current techniques are being evaluated
for use with nonrandomly missing data
(Arbuckle, 1996
;
Kromrey & Hines, 1994
;
Raaijmakers, 1999
), but these
developments lag behind applications for data sets in which MAR and MCAR
assumptions hold. At what point does missing data become a severe problem?
Some authors suggest that when incomplete cases comprise only a small fraction
of the data set (e.g., 5%), complete case deletion is a relatively efficient
method (Schafer, 1997
).
However, when missing data occur in as much as 20% or more of the cases, other
techniques are warranted (Roth,
1994
). Of course, the best strategy is to prevent attrition and
the occurrence of missing data in the first place (see
Mason, 1999
, for several
helpful suggestions).
Source/Method Aggregation via Latent Variable Modeling
To better capture the "shared perspective" discussed in the
previous section, some have advocated the use of latent variable modeling
(e.g., Bank, Dishion, Skinner, &
Patterson, 1992
; Bank &
Patterson, 1992
; Bray, Maxwell,
& Cole, 1995
; Cook &
Goldstein, 1993
; Jacob &
Windle, 1999
). With this approach, multiple reports are used as
measured indicators of a latent construct. Systematic variance common to all
reporters is retained in the construct (and is assumed to be measured without
error), and any nonshared variance becomes error variance (made up of the
informants' unique perspectives and measurement error;
Table I).
This perspective assumes that the most valid underlying construct is the one shared across reporters and methods. However, raters often hold divergent perceptions of the same phenomenon. In our view, this is a limitation of a latent modeling approach since any unique variance that a single reporter would contribute, which is not shared by other reporters, is not included in the latent variable (and is treated as "error"). Someone who might be considered the best reporter of a construct using a rational approach may have the lowest loading on the latent variable and be virtually excluded from the analysis due to low correlations with other sources.
A latent variable modeling approach to multiple reporter data is most
appropriate when sources or raters are moderately correlated. Problems develop
when reports are weakly correlated (e.g., a stable latent construct may not be
identifiable). The construct formed may essentially be a single reporter
construct, despite the inclusion of multiple sources, due to the high loading
of a strong source and low loadings for other sources. When this occurs for
both predictors and outcomes, the systematic variance of one reporter
may account for the predictor
criterion relationship (a relationship
that may not be shared across raters). As a solution to this problem, Bank et
al. (1992
) recommend that
independent and dependent variables in the same analysis be assessed with
nonoverlapping sources or methods. However, obtaining enough reports to have
different, nonoverlapping reporters across predictor and outcome latent
variables may be difficult (Cook &
Goldstein, 1993
). An additional problem with latent variable
modeling is the necessity of having a large sample, a problematic requirement
for researchers studying pediatric populations.
Discrepancies Between Sources or Between Methods
An additional use of multisource data is to examine the divergent views of
multiple informants as variables of interest (e.g.,
Paikoff, 1991
). Rather than
viewing such differences of opinion as error (i.e., deviations from the
"true score"), these differing perspectives may be an important
window on the functioning of a child or family system
(Table I).
Types of Discrepancies. Both between-person (e.g., parent
perceptions vs. child perceptions) and within-person (e.g., discrepancies
between child reports of ideal vs. actual self-concept) have been examined
(Holmbeck & O'Donnell,
1991
; Paikoff,
1991
). Put another way, studies have focused on multisource,
single-target (i.e., between-person) discrepancies or single-source,
multitarget (i.e., within-person) discrepancies. Investigators have also
examined the "meaning" of various types of discrepancies by
examining associations between discrepancies and child adjustment outcomes
(Paikoff, 1991
). Moreover,
discrepancies can themselves be examined as outcomes. For example, Collins,
Laursen, Mortensen, Luebker, and Ferreira
(1997
) report that certain
types of discrepancies are more likely at certain ages and at certain
developmental transition points. It would be interesting to know what sorts of
conditions produce more discrepancies between parents and children or,
alternatively, what variables produce more congruence.
A Developmental Perspective on Source and Method Discrepancies.
Although discrepancies between sources/methods can occur because of biases and
measurement error or because some reporters and methods are superior to
others, a developmental perspective can also help to explain the occurrence of
source/method discrepancies. For example, a child's level of social and
cognitive maturation may affect parent-child concordance across childhood and
adolescence, although few studies have examined such associations
(Kazdin, 1994
). In general,
one might expect a linear function for parent-child concordance, such that
children will agree more with parents as their cognitive level comes closer to
the cognitive level of their parents. The picture becomes more complex,
however, when we consider social maturation issues. Adolescents may be less
likely than younger children to report behaviors and events to their parents
(Collins et al., 1997
;
Verhulst & van der Ende,
1992
). Thus, although adolescents may be more able to recognize
internal experiences with age, they also may be less likely to communicate
this information to their parents during this period of development
(Edelbrock, Costello, Dulcan, Conover,
& Kalas, 1986
). Moreover, parents have fewer opportunities to
observe the behavior of their adolescent offspring, making parents
increasingly reliant on their child's verbal report of symptoms. Consistent
with expectations based on cognitive and social development factors, Verhulst
and colleagues (Verhulst, Althaus, &
Berden, 1987
; Verhulst &
van der Ende, 1992
) found that parent-child concordance with
regard to internalizing symptoms increases from childhood to adolescence but
then decreases with age during the adolescent period. Consequently,
parent-child concordance over time may exist as a curvilinear, rather than a
linear, function.
A different hypothesis might be advanced if we examined discrepancies in
reports of parent-child interaction instead of internalizing symptoms
(Collins, 1990
;
Collins et al., 1997
;
Holmbeck, 1996
). For example,
with respect to pediatric populations, discrepancies between parent and child
reports of who is responsible for making certain that the child adheres to
certain aspects of medical regimens are likely to peak during early
adolescence (Anderson, Ho, Brackett,
Finkelstein, & Laffel, 1997
). Thus, we have different
developmental predictions depending on the nature of the discrepancy examined.
Such differences in the developmental patterning of congruence and
incongruence suggests that future work should focus on clarifying the
relationship between a child's stage of development and parent-child
concordance by including multiple markers of development (both cognitive and
social) and by examining child age as a continuous variable.
Methods for Computing Discrepancies and Data Analytic
Strategies. The most common strategy for computing discrepancy scores
is to use difference scores (e.g., mother minus child;
Ohannessian, Lerner, Lerner, & von
Eye, 1995
; Welsh, Galliher,
& Powers, 1998
) or absolute values of difference scores (e.g.,
Dekovic, Noom, & Meeus,
1997
; Feinberg, Howe, Reiss,
& Hetherington, 2000
). These scores are then used as
predictors or outcomes in data analyses. Although a number of scholars have
written extensively concerning the utility of difference scores (e.g.,
Carlton-Ford, Paikoff, & Brooks-Gunn,
1991
; Gottman & Krokoff,
1990
; Rogosa & Willett,
1983
; Rovine,
1994
), there are still problems with the use of difference scores
when examining divergent viewpoints across informants
(Griffin, Murray, & Gonzalez,
1999
). In other words, even though difference scores may not be
flawed mathematically for certain types of statistical analyses, they may not
be useful or meaningful for all purposes.
Suppose we compute a difference score between mothers' and adolescents'
views of who is in charge of certain medical adherence tasks (a hypothetical
10-item scale, with total scores that range from 10 to 40, where higher scores
indicate that the adolescent is more in control). If we subtract adolescent
perceptions from mother perceptions, difference scores for this variable can
range from -30 to +30, with positive scores indicating that the mother sees
the adolescent as more in control of adherence tasks than does the adolescent
and a negative score indicating that the adolescent sees himself or herself as
more in control than does the mother. The problem with this distribution of
difference scores is twofold (Griffin et
al., 1999
): (1) incongruence is highest at the extremes of the
continuum, with congruence being highest at the 0 point; in other words, we
have a curvilinear distribution ranging from incongruence (e.g., -30) to
congruence (e.g., 0) to incongruence (e.g., +30); and (2) congruence scores
are difficult to interpret because a score of 0 can result from the difference
of two high scores (40-40 = 0) or the difference of two low scores (10-10 =
0); thus, very different mother-adolescent dyads can yield identical scores.
To deal with problem 1, one could assess the predictive utility of a quadratic
difference score term (the difference score squared; e.g.,
Welsh et al., 1998
), which
would allow one to determine if incongruence scores (at the two ends of the
continuum of difference scores) are more or less predictive than congruence
scores (at the middle of the continuum of difference scores). Unfortunately,
interpretation of such quadratic terms becomes ambiguous when the quadratic
curve does not bend near 0 (the point of congruence at the middle of the
continuum). Findings based on absolute values of difference scores are
somewhat easier to interpret because they address problem 1. With such scores,
the continuum ranges from congruence to incongruence. On the other hand,
problem 2 is not addressed with absolute value scores. Moreover, any
information on the direction of incongruence (mother-high/adolescent-low vs.
mother-low/adolescent-high) is lost with this strategy.
Thus, an alternative is needed. A strategy that has proved useful in
examining divergent perspectives as independent variables is to test, with
regression analyses, the significance of the interaction of the two
perspectives in predicting outcomes
(Holmbeck & O'Donnell,
1991
). Such a strategy preserves the continuous nature of the
independent variables and avoids problems inherent in using difference scores.
If we continue with the earlier hypothetical example and assume that we are
interested in predicting an objective outcome measure, such as metabolic
control (e.g., glycosylated hemoglobin;
Anderson et al., 1997
), one
would enter the mother and adolescent main effects in the first step of a
regression, followed by their interaction (the product of mother and
adolescent report) in the second step. One would then be able to determine the
independent contributions of each report to metabolic control as well as
examine whether divergent views are associated with higher or lower metabolic
control. When all variables are normally distributed and when the independent
variables are uncorrelated, a significant interaction with no accompanying
main effects would indicate (depending on the direction of the interaction)
that the congruence or discrepancy groups yielded the highest values on the
outcome (i.e., a crossed interaction;
Holmbeck & O'Donnell,
1991
; see Aiken & West,
1991
, and Holmbeck,
1997
,
2002
, for detailed discussions
regarding interpretation of interaction effects).
To more fully interpret the significant interaction, it is sometimes useful
to isolate four mother-adolescent congruence/incongruence groups (i.e.,
mother-high/adolescent-high, mother-low/adolescent-high,
mother-high/adolescent-low, mother-low/adolescent-low) via median split (or
based on a cutoff determined rationally) and then examine the significance of
group differences. How one forms the four groups is critical; one needs to be
thoughtful about how the cutoff is established. When median split strategies
are applied to two independent variables (e.g., mother report of a family
relationship variable and child report on the same variable), the amount of
power available to detect significant effects decreases and the rate
of false statistical significance increases. This is particularly problematic
when the two independent variables are highly correlated
(Maxwell & Delaney,
1993
).
Another post-hoc interpretive strategy is to use difference scores to generate one's congruence/incongruence groups. That is, one could divide the sample into the following three groups: (1) the 25% of the sample with the lowest difference scores (usually negative), (2) the 25% with the highest scores (usually positive), and (3) the middle 50% with roughly equal scores. These percentages would need to be adjusted if the distribution of difference scores was not normally distributed about 0. One could then form two groups from the middle 50% (e.g., the 25% who are mother-high/adolescent-high and the 25% who are mother-low/adolescent-low). This latter post-hoc strategy, in conjunction with the initial regression approach, would make maximum use of the data in its continuous form and would also allow one to interpret significant interactions by creating groups true to the underlying difference scores (while, at the same time, differentiating between high-high and low-low families).
Instead of examining main effects and interactions, an alternative
regression approach to discrepancies is to compute residuals for the
regression of one informant's scores onto another informant's scores
(Cole et al., 1999
;
Griffin et al., 1999
). That
is, if one were interested in examining discrepancies between mother and child
report, the child report variable could be used as the dependent variable and
the mother report variable could be entered as an independent variable in the
first step of a multiple regression equation. The residual (i.e.,
"error") that remains could be considered a form of
"discrepancy" between the two raters. For example, a given
family's residual may represent the degree to which one reporter's (e.g., the
child's) rating of adolescent control deviates from the "best
fitting" regression line that represents the association between the two
informants' ratings (e.g., mother and child report). If the values for the two
reporters are displayed graphically (with one on the x-axis and one
on the y-axis), such a deviation is represented by the vertical
distance between a given data point and the regression line. A positive
residual would indicate that the child's rating was greater than expected; a
negative residual would indicate that the child's rating was less than
expected. These residuals could then be used as outcomes or predictors. One
drawback of this strategy is that the residuals may bear little relation to
the actual "raw" difference scores. Finally, Griffin et al.
(1999
) offer an additional
alternative, based on a piece-wise linear regression approach, that may be
useful in certain situations.
When using divergent views as dependent measures, one could use a
repeated measures ANOVA or MANOVA procedure, whereby mother and adolescent
report are used as repeated measures within-subjects variables for the same
construct (Fitzmaurice, Laird, Zahner,
& Daskalakis, 1995
). Continuing with the example above, if one
employed an additional between-subjects measure as an independent variable
(e.g., gender), a significant interaction between independent variables (e.g.,
gender x reporter) would indicate that differences between mother and
adolescent perceptions of who is in charge of certain adherence tasks varies
as a function of whether the child is a boy or a girl.
| Conclusions |
|---|
|
|
|---|
Given concerns with single-source, single-method research strategies and in light of our overview of methods for collecting and managing multisource and multimethod data, we provide recommendations that may guide future work in this field:
- If possible and if relevant to one's research question, consider using
multiple sources and multiple methods to assess each construct of interest.
Selection of sources and methods should be theory-driven and should be based
on developmental considerations. Use of multisource and multimethod data is
particularly important when conducting correlational/regression-oriented
research (La Greca & Lemanek,
1996
), because it allows one to examine associations between
predictors and outcomes that do not share common method or source
variance.
- Consider the possibility that multiple versions of the same measure (i.e.,
parent and child versions of a parenting behavior measure) may be
nonequivalent. Strategies are available for examining factorial invariance
across reporters (e.g., Cole et al.,
2000
).
- Attempt to reduce "cross-informant contamination" where one
informant monitors or influences the responses of another informant. Depending
on the research question, it may be preferable to collect psychosocial
adjustment data in non-clinic settings, given that stress may be temporarily
elevated in clinic settings (i.e., "setting contamination").
- When selecting measures, one should initially decide whether an
"optimal informant/method" approach will be used or
whether a multisource and multimethod approach will be used.
- If one selects a multisource and multimethod approach, different methods of
aggregating across sources/methods are available. The advantages and
disadvantages of each should be considered
(Table I).
- Consider the relevance of examining discrepancies between sources/methods
either as predictors or outcomes. If this strategy is of interest, try to
avoid the use of difference scores (given the interpretation problems that
result when such scores are used). Alternative strategies were reviewed.
| Acknowledgments |
|---|
Completion of this manuscript was supported by a grant (12-FY01-0098) from the March of Dimes Birth Defects Foundation.
| Notes |
|---|
1 We prefer the term source to informant since the latter typically refers only to people (e.g., children, peers, mothers, fathers, teachers, physicians), whereas the former can refer to people and additional "sources" of data (e.g., psychophysiological, medical chart). Also, certain distinctions between sources and methods are in need of clarification. Whereas some distinctions are clear (e.g., if one collects mother-reported questionnaire data, mothers are the source and the questionnaire is the method), others are not. For the purposes of this review, an observational procedure will be considered a method, whereas a rater of observational data will be considered a source. A medical chart review is considered a data collection method; the information contained in the medical chart is considered a source.
2 We conducted a review of the Journal of Pediatric Psychology with
respect to the types of sources assessed and methods used. Over a 6-year
period, from 1994 to 1999, 57 of 201 papers (28%) were single-source,
single-method; 27 (13%) were multisource, single-method; 19 (9%) were
single-source, multimethod; and 98 (49%) were multi-source, multimethod. Most
of the 57 single-source, single-method studies employed either child or parent
report (89%) and questionnaires (63%). Put another way, our review of the
literature revealed that, regardless of method, 38% of the studies used a
single source and, regardless of source, 42% of the studies used a single
method. Even when multiple sources were used, they tended to be based on a
combination of child reports, parent reports, and/or reviews of medical charts
and physiological data. As a consequence, some sources were rarely used in the
studies we reviewed. For example, across all studies, teachers were used in
only 11 (5%) of the studies. Similarly, some methods were rarely used. Across
all studies, observational measures were used in only 18% (n = 36) of
the studies. ![]()
3 We assumed that all statements and recommendations in this section refer to
research that is multisource and multimethod. To improve readability,
sometimes we refer only to sources or methods (e.g., "optimal
informant"), even though the information provided could apply equally
well to either. ![]()
Received November 30, 1999; revision received December 1, 2000; revision received May 25, 2001; accepted May 28, 2001
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S. Naar-King, A. Idalski, D. Ellis, M. Frey, T. Templin, P. B. Cunningham, and N. Cakan Gender Differences in Adherence and Metabolic Control in Urban Youth with Poorly Controlled Type 1 Diabetes: The Mediating Role of Mental Health Symptoms J. Pediatr. Psychol., September 1, 2006; 31(8): 793 - 802. [Abstract] [Full Text] [PDF] |
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A. M. McKenna, L. E. Keating, A. Vigneux, S. Stevens, A. Williams, and D. F. Geary Quality of life in children with chronic kidney disease--patient and caregiver assessments Nephrol. Dial. Transplant., July 1, 2006; 21(7): 1899 - 1905. [Abstract] [Full Text] [PDF] |
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V. Phares, E. Lopez, S. Fields, D. Kamboukos, and A. M. Duhig Are Fathers Involved in Pediatric Psychology Research and Treatment? J. Pediatr. Psychol., December 1, 2005; 30(8): 631 - 643. [Abstract] [Full Text] [PDF] |
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Y. Sekino and J. Fantuzzo Validity of the Child Observation Record: An Investigation of the Relationship between Cor Dimensions and Social-Emotional and Cognitive Outcomes for Head Start Children Journal of Psychoeducational Assessment, September 1, 2005; 23(3): 242 - 260. [Abstract] [PDF] |
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M. Connelly, J. L. Wagner, R. T. Brown, C. Rittle, B. Cloues, and L. C. Taylor Informant Discrepancy in Perceptions of Sickle Cell Disease Severity J. Pediatr. Psychol., July 1, 2005; 30(5): 443 - 448. [Abstract] [Full Text] [PDF] |
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D. J. Wiebe, C. A. Berg, C. Korbel, D. L. Palmer, R. M. Beveridge, R. Upchurch, R. Lindsay, M. T. Swinyard, and D. L. Donaldson Children's Appraisals of Maternal Involvement in Coping With Diabetes: Enhancing Our Understanding of Adherence, Metabolic Control, and Quality of Life Across Adolescence J. Pediatr. Psychol., March 1, 2005; 30(2): 167 - 178. [Abstract] [Full Text] [PDF] |
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C. C. Peterson and T. M. Palermo Parental Reinforcement of Recurrent Pain: The Moderating Impact of Child Depression and Anxiety on Functional Disability J. Pediatr. Psychol., July 1, 2004; 29(5): 331 - 341. [Abstract] [Full Text] [PDF] |
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B. D. Carter, W. G. Kronenberger, J. Baker, L. M. Grimes, V. M. Crabtree, C. Smith, and K. McGraw Inpatient Pediatric Consultation-Liaison: A Case-Controlled Study J. Pediatr. Psychol., September 1, 2003; 28(6): 423 - 432. [Abstract] [Full Text] [PDF] |
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V. A. Miller and D. Drotar Discrepancies Between Mother and Adolescent Perceptions of Diabetes-Related Decision-Making Autonomy and Their Relationship to Diabetes-Related Conflict and Adherence to Treatment J. Pediatr. Psychol., June 1, 2003; 28(4): 265 - 274. [Abstract] [Full Text] [PDF] |
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R. M. Coakley, G. N. Holmbeck, D. Friedman, R. N. Greenley, and A. W. Thill A Longitudinal Study of Pubertal Timing, Parent-Child Conflict, and Cohesion in Families of Young Adolescents With Spina Bifida J. Pediatr. Psychol., July 1, 2002; 27(5): 461 - 473. [Abstract] [Full Text] [PDF] |
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G. N. Holmbeck, R. M. Coakley, J. S. Hommeyer, W. E. Shapera, and V. C. Westhoven Observed and Perceived Dyadic and Systemic Functioning in Families of Preadolescents With Spina Bifida J. Pediatr. Psychol., March 1, 2002; 27(2): 177 - 189. [Abstract] [Full Text] [PDF] |
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