Journal of Pediatric Psychology, Vol. 27, No. 2, 2002, pp. 109-119
© 2002 Society of Pediatric Psychology
A Controlled Study of Minimal-Contact Thermal Biofeedback Treatment in Children With Migraine
1 Children's Hospital Boston, 2 University of Pittsburgh
All correspondence should be sent to Lisa Scharff, Pain Treatment Service, Children's Hospital, 300 Longwood Avenue, Boston, Massachusetts 02115. E-mail: lisa.scharff{at}tch.harvard.edu .
| Abstract |
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Objective: To evaluate the effectiveness of handwarming biofeedback (HWB) and stress management training in comparison to attention (handcooling, HCB) and wait-list control groups. Thermal biofeedback has been used in many pediatric migraine treatment studies and has demonstrated a consistent therapeutic effect. No published studies to date have compared this treatment modality with credible attention control using biofeedback technology.
Methods: Thirty-six children and adolescents (mean age: 12.8 years), as well as the mothers and fathers of these children enrolled in the study, were randomly assigned to the three groups. Thirty-four children completed treatment. Both treatment groups received four sessions of biofeedback training and a portable biofeedback device for home practice. Ratings of treatment credibility showed that the children rated the two treatments as equally credible. Assessment included anxiety and depression questionnaires for the children and both of their parents.
Results: Children who had been assigned to the HWB group were more likely to achieve clinical improvement in migraine after treatment than the children in the HCB group. Treatment gains were maintained up to 6 months after treatment. Home practice data reflected a general increase in temperature in the HWB group and a decrease in temperature for the HCB group.
Conclusions: The results of this study confirm the findings of earlier pediatric migraine biofeedback treatment studies and also provide support for the specific effect of treatments including stress management and HWB. Future studies with larger sample sizes will aid in delineating the appropriateness of HCB as a control treatment.
Key words: migraine; biofeedback; cognitive-behavioral treatment; children; adolescents; pediatric headache.
| Introduction |
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Pediatric migraine is a common problem, affecting 3% to 10% of the school-age population (Goodman & McGrath, 1999
Because thermal biofeedback has demonstrated superior efficacy in
comparison to other treatments, it deserves closer research examination.
Initially, thermal biofeedback was regarded as being mostly nonspecific, or
placebo (Onoda, 1983
). Indeed,
research in adults indicates that a sense of self-efficacy in mastering
control over one's body, as well as expectations of positive change, may be
the strongest component of treatment
(Barrios & Karoly, 1983
;
French et al., 2000
). These
elements alone may be all that is necessary to achieve a reduction in
headache, and the contribution of training in specific biofeedback skills may
be a minor or insignificant contribution to reports of symptom change. For
example, studies have demonstrated that patients who receive
"false" feedback that they are increasing their temperatures
report similar reductions in headache compared to patients who actually learn
to increase their temperatures (Mullinix,
Norton, Hack, & Fishman, 1978
).
Both specific and placebo effects of treatment may be quite different in
children compared to adults, particularly because cognitive variables such as
efficacy and expectancy are considered to have important placebo effects, and
these variables may significantly change with cognitive development
(Turner, Deyo, Loeser, Von Korff, &
Fordyce, 1994
). Placebo response may also be age-related, as
children are more susceptible to suggestion than adults. The inclusion of
control thermal biofeedback groups in pediatric treatment studies is necessary
to determine the extent to which improvement is related to the specific effect
(i.e., learning to increase one's skin temperature), or the nonspecific
effects of attention, suggestion, expectation, the technology involved, and
changes in perception of control over one's body
(Furedy, 1985
).
A few treatment studies have utilized attention control or educational
treatment comparison groups with children with migraine or tension-type
headache, and many of these have identified a clear advantage for the
"active" treatment (e.g.,
Larsson & Melin, 1986
;
Larsson, Melin, Lamminen, & Ullsted,
1987
; McGrath et al.,
1992
; Richter et al.,
1986
). In contrast, two studies have found no advantage of active
nonpharmacological treatment over a placebo control
(Emmen & Passchier, 1988
;
McGrath et al., 1988
). One
study reported an advantage for the active treatment that appeared only at the
12-month follow-up (Bussone, Grazzi,
D'Amico, & Andrasik, 1998
). All of these studies used
relaxation, EMG biofeedback, or a combination of nonpharmacological modalities
as the active treatment. All of the attention control groups in the studies
already mentioned received "supportive counseling" and/or
education regarding headache, with the exception of Emmen and Passchier
(1988
), who used a control
group trained in "concentration exercises" in contrast to an
active progressive muscle relaxation group.
No published studies to date have compared thermal biofeedback to an attention control method involving biofeedback in children with migraine. This is surprising considering the evidence that this type of biofeedback may be the most effective treatment for pediatric migraine.
The purpose of this study was to evaluate the effectiveness of thermal
biofeedback in comparison to attention and wait-list control groups. Children
and adolescents assigned to the control group were instructed to cool their
fingertip temperatures rather than to warm them. Handcooling attention control
has been used in three studies of thermal biofeedback in adults with migraine.
Two such studies have identified an advantage of handwarming over handcooling
(Claghorn, Mathew, Largen, & Meyer,
1981
; Marcus, Scharff, &
Turk, 1995
). However, these studies suffer from methodological
flaws that make the results difficult to interpret, such as using samples of
less than five (Gauthier, Bois, Allaire,
& Drolet, 1981
), or failing to assess patient perceptions of
treatment credibility (Claghorn et al.,
1981
; Marcus et al.,
1995
). Also, none of the studies has used wait-list control
groups, which would allow for the effects of self-monitoring and regression to
the mean to be taken into account. Nonetheless, the differential effects that
have been demonstrated for handwarming and handcooling treatments in two
previous studies indicate that handcooling may function well as a control for
the specific effect of training in vasodilation, at least in adults.
| Method |
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Participants
Both the University of Pittsburgh and the Children's Hospital of Pittsburgh Institutional Review Boards approved the protocol for the study. The initial sample consisted of 36 children ages 7 to 17, with a mean age of 12.8 years (SD = 2.4) and their mothers and fathers. Children were referred from neurologists at Children's Hospital of Pittsburgh if they (1) were between the ages of 7 and 17 years; (2) qualified for an International Headache Society (IHS; Headache Classification Committee of the International Headache Society, 1988
The average migraine duration was 28.6 months (SD = 25.4), and 12 children (33.3% of the sample) met IHS criteria for co-existing tension-type headache. Three children (8.3%) described headaches in addition to migraine that did not meet full IHS criteria for tension-type headache. Two children dropped out of the study after the assessment was completed but before treatment was initiated (one had been assigned to the wait-list condition, and only completed 3 weeks of diaries; the other had been assigned to the handcooling group). The two dropouts did not differ from treatment completers in respect to age, psychological measures, or headache characteristics. Thirty of the 36 children (83.3%) reported use of abortive headache medications and were asked to note medication use as well as not to change the way they used medication or the type of medication they used throughout their participation in the study. All of the 30 children were using either ibuprofen or acetaminophen no more than an average of two times per week.
Procedure
Evaluation included a semi-structured diagnostic interview, the Anxiety
Disorders Interview Schedule for Children (ADIS-C;
Silverman & Nelles, 1988
),
which was administered to the children and their parents and was developed to
assign DSM-III-R diagnoses for children and adolescents (the majority of data
were collected before the publication of the ADIS-C based on the DSM-IV).
Questionnaires including the Child Depression Inventory (CDI;
Kovacs, 1992
) and the
State-Trait Anxiety Inventory for Children (STAIC; Speilberger, 1973) were
completed by the children. Both parents were asked to complete the Beck
Depression Inventory (BDI; Beck, Ward,
Mendelson, Mock, & Erbaugh, 1961
) and the State-Trait Anxiety
Inventory-Trait Scale (STAI; Speilberger, 1970). The child measures were
chosen because of their wide use in other pediatric migraine populations,
which would allow for comparisons to other research studies utilizing the same
population. The adult measures are also widely used in a variety of
populations.
The children completed 2 weeks of baseline headache recording where pain was rated on a 0 to 4 scale four times a day before the initiation of treatment. At the assessment visit children were randomized into three groups using a randomization table that was stratified by two age groups (ages 7 to 12 and ages 13 to 17). The handwarming biofeedback group (HWB, n = 13) received four 1-hour sessions within 6 weeks consisting of cognitive-behavioral stress management training and 30 minutes of thermal biofeedback training, as well as progressive muscle relaxation, imagery training of warm places and vasodilation, and instruction in deep breathing techniques. Specific stress management training techniques varied with the child's age. Younger children (under 13 years) were taught thought stopping and positive self-statements. They learned to identify stressful situations (e.g., tests at school) and thoughts (e.g., "I can't do this!") that may trigger migraine, stop themselves, and substitute a coping statement (e.g., "I can do this!"). Older children were trained to identify stressful thoughts that triggered migraine episodes, test the logic of their thoughts in a more formal manner (e.g., "What evidence do I have that I can't do this?"), and come to conclusions based on the logic testing, (e.g., "I have no evidence to support that I can't do this, and a lot to say that I can do this. I've done well on tests before, and I know this stuff.").
The handcooling biofeedback group (HCB, n = 12) received four 1-hour sessions within 6 weeks consisting of 30 minutes of thermal biofeedback training. These children and adolescents were trained in handcooling strategies such as imagery of cold places and peripheral vasoconstriction. An additional 30 minutes of each session consisted of general discussion regarding their lives and headaches in order to control for the time and attention of the investigator that was spent on stress management with the HWB group. The children were asked about the previous week including what they did and how they felt, and the investigator listened without providing specific instructions or suggestions regarding stress management or pain coping.
A wait-list control (WLC, n = 12) maintained the same headache diaries as the treatment groups for 8 weeks before starting treatment. The CDI and STAIC were repeated at the end of the wait-list period to compare to the posttreatment scores of the children in the HWB and HCB groups, and the last 2 weeks of waitlist diaries were compared to the posttreatment diaries of the treated children. The WLC children were then treated with the HWB treatment protocol, and were followed up after treatment at 3-, 6-, and 12-month periods. Information from the follow-up diaries was combined with that of the HWB group because they had received the same treatment.
Both treatment groups were provided with the rationale that blood vessel constriction followed by dilation were associated with migraine pain. The HWB group was given the instruction that they were to use the techniques they would learn to dilate blood vessels during the constriction phase, and the HCB group was given the instruction that they were to use their training to constrict blood vessels during the dilation phase. Before treatment was initiated and after the last treatment session, the children and adolescents were asked to rate perceived treatment credibility, as well as efficacy and expectancy, on a 0 to 4 ordinal scale with the following questions: How logical does this type of treatment seem to you? How confident would you be that this treatment would be successful in reducing headaches? How confident would you be in recommending this treatment to someone who has headaches? How confident would you be that children could learn this technique? Younger children were provided with a verbal description of each item (i.e., for the question regarding logic, "How much sense does it make to use this treatment?"). Wording of these questions was changed in the posttreatment questionnaire to reflect past tense. All of the questions were rated with "0" as no credibility/confidence, and "4" as a great deal of credibility/confidence. Total scores, ranging from 0 to 16, were compared between the treatment groups.
All sessions were conducted in a room equipped with a recliner, a computerized J&J I-330 biofeedback system with a 15-inch monitor for biofeedback viewing. Each biofeedback session consisted of a 4-minute habituation phase (with no feedback), 20 minutes of biofeedback, followed by 6 minutes of return to baseline with no feedback. The children were instructed to practice for at least 15 minutes every day and were provided with a portable biofeedback monitor (SC-90, Biomedical Instruments, Inc.). Home practice of biofeedback was recorded on a daily monitoring sheet. Children recorded the day of practice, how many minutes they practiced, start temperature (after a 2-minute baseline), highest temperature noted, and lowest temperature noted.
The children continued monitoring their headaches until 2 weeks after
treatment was completed. A headache index (HI) was calculated as the mean
headache intensity value for a 2-week period. HI is a general measure of
headache activity that has been used in several published studies of treatment
outcome in children and adolescents (i.e.,
Barry & von Baeyer, 1997
;
Labbe, 1995
). Headache indices
were calculated before and after treatment. Treatment outcome was assessed by
calculating percentage reduction in HI using the pre- and post-treatment
diaries with the following formula:
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Follow-up was conducted at 3, 6, and 12 months following treatment, and all children were again asked to complete 2 weeks of diaries and the depression and anxiety questionnaires at that time. Children who had completed the HCB treatment and did not experience at least a 50% reduction in headache were offered the HWB treatment at the 3-month follow-up.
| Results |
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Participant Characteristics
Demographic and psychological questionnaire information for all the children and adolescents who participated in the study is provided in Table I. There were no differences in age, headache duration, HI, DSM III-R diagnosis, or questionnaire scores between the three groups. A total of 11 children (30.6% of the sample) qualified for a DSM III-R diagnosis, with no children reporting more than mild to moderate interference with life because of this diagnosis. Five children qualified for a diagnosis of generalized anxiety disorder, three for dysthymia, and one each for separation anxiety disorder, adjustment disorder, and attention deficit hyperactivity disorder (this child was currently receiving medication treatment [Ritalin] and met criteria for this disorder by history only).
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The STAIC and CDI scores were comparable to previously published assessment
and treatment studies of children with migraine or chronic headache (e.g.,
Andrasik et al., 1988
;
Bussone et al., 1998
;
Cooper, Bawden, Camfield, & Camfield,
1987
; Labbe, Delaney, Olson,
& Hickman, 1993
).
Treatment Outcome
Treatment Credibility. The pre- and posttreatment ratings of the
credibility questionnaire were compared between the two treatment groups via a
Krusall-Wallis test, as the ratings were not normally distributed. There were
no group differences on any of the credibility items among the treatment
groups, in both pretreatment and posttreatment analyses. The HWB and HCB
groups rated their treatment as equally logical and perceived the treatments
as equally successful in reducing pain at posttreatment.
Headache Changes. Headache change from pre- to posttreatment was
assessed with both multivariate and nonparametric analyses. The multivariate
analysis allowed for the examination of change in each specific dependent
variable, and the nonparametric analysis allowed for an examination of the
clinical significance of headache change, or what percentage of the children
reported a decrease in the HI by at least 50%
(Blanchard & Schwarz,
1988
).
A chi-square analysis was conducted to compare the degree of clinical
improvement in all three groups. None of the 11 children and adolescents in
the WLC group had demonstrated significant improvement by the end of the
monitoring period. In contrast, one child in the HCB group (10%) and seven in
the HWB group (53.8%) achieved a clinically significant degree of improvement.
The chi-square test (
2 [2] = 12.65, p <.002)
indicated a significant difference in the proportion of each group that had
improved over the course of treatment.
A repeated measures MANOVA was used to compare the pre- and posttreatment HI, the highest recorded intensity for the 2-week period, and the number of days with headache by group assignment. The MANOVA revealed significant main effects for both time (Pillai's trace =.267, F[3, 29] = 3.53, p <.03), and treatment group (Pillai's trace =.36, F[6, 60] = 2.21, p <.05). Univariate ANOVAs revealed that all three dependent variables demonstrated significant change over time (HI, p <.005, highest intensity rating, p <.01, number of headaches recorded, p <.02). Figures 1,2,3 illustrate the changes in each of these variables. Due to inconsistent recording, medication use changes could not be assessed.
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Follow-up tests of between-subjects effects yielded no significant treatment group differences for any one of the dependant variables; however, number of headaches reported within the 2-week assessment period demonstrated a trend, F(2) = 3.02, p <.06. Power was low for these contrasts, ranging from.13 for highest headache rating to.54 for number of headaches. Tukey LSD contrasts for number of headaches revealed significant differences between the WLC group and the HWB group (p <.05) and the WLC group and the HCB group (p <.05).
Psychological Questionnaire Changes. A repeated measures MANOVA was also conducted with the pre and post CDI and STAIC scores. No significant difference in questionnaire score change was identified.
Temperature Change
In-Session Temperature Change. Consecutive 2-minute averages were
calculated for each 30-minute bio-feedback session. Temperature change was
then calculated for each 2-minute interval by subtracting the mean temperature
from the last 2 minutes of the habituation (baseline) phase. Mean temperature
change was compared by treatment group via a repeated measures general linear
model analysis to determine if the patterns of temperature change during the
treatment sessions were significantly different by group assignment. Data from
the initial training session were not used for this analysis, to ensure that
the children had the opportunity to practice the skill. Thus, each mean
represented the mean temperature change for an individual across three
treatment sessions. Data collected from the WLC while they were going through
the HWB protocol were combined with the original HWB group. The results
revealed a significant effect of time (Pillia's trace =.44, F[12, 69]
= 4.44, p <.001). There was no significant difference in
temperature change between the two treatment groups (p =.11), and the
power for this contrast was low (1 (1 ß =.36).
Figure 4 illustrates the average temperature changes from baseline throughout the training sessions, representing the averages of sessions 2 through 4. Although no statistical differences were identified, the HWB group generally achieved higher temperatures compared to baseline during the treatment session, and the HCB group generally achieved lower temperatures compared to baseline.
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Home Practice Changes. Three subjects from the HWB group and two subjects from the HCB group failed to maintain adequate home practice records. Data from the WLC group were not evaluated. The remaining 29 records reported that the average number of practice sessions was 5.3 times a week (SD = 0.9). There were no differences in the number of home practices between treatment groups.
Each home practice session was assigned to one of three categories: (1) decreased temperature (with a decrease of 2 degrees Fahrenheit or more); (2) increased temperature (with an increase of 2 degrees Fahrenheit or more); or (3) no significant change in temperature, within 2 degrees of recorded baseline. Chi-square tests were performed for each of the 6 weeks of home practice, and all six were significant, demonstrating a significant difference between groups in temperature change. The HWB group was more likely to report that their temperatures increased than the HCB group (p <.01 for all comparisons).
Maintenance of Change at Follow-Up. Figures 1,2,3 illustrate the follow-up information for both treatment groups. One child in the HCB group, who did not achieve a 50% reduction in migraine, accepted the offer of training in the HWB condition during the 3-month follow-up and was dropped from future follow-ups.
To increase power for the follow-up contrasts, we combined information from the WLC after they had completed the HWB protocol with the original HWB group. The return rate for follow-ups was 86.1% (n = 31) at the 3-month follow-up, 61.1 % (n = 22) at the 6-month follow-up, and 38.8% (n = 14) at the 12-month follow-up. Thus, only data up to the 6-month follow-up were included in the analysis. A MANOVA identical to the pretreatment/posttreatment comparison was used to examine all three of the dependent variables between the two treatment groups.
The follow-up results up to six months after treatment demonstrated a significant effect for time (Pillia's trace =.81, F[9, 12] = 5.62, p <.01), and a trend for treatment group (Pillia's trace =.32, F[3, 18] = 2.80, p =.07). Both HI and number of headaches recorded significantly changed over time (HI, p <.001, number of headaches p <.01). Between-subjects univariate contrasts revealed a trend for HI, F(1) = 34.32, p =.08.
At the 3-month follow-up, 72.2% of those that had completed the HWB
protocol and 33.3% of the HCB group returned diaries reflecting a significant
improvement in migraine compared to pretreatment (
2 [1] =
3.76, p <.05), and at the 6-month follow-up, 100% of the HWB group
compared to 62.5% of the HCB group demonstrated clinical improvement
(
2 [1] = 4.50, p <.05).
| Discussion |
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The findings of this study support previous studies, as well as the conclusions drawn from the metaanalysis conducted by Hermann, Kim, and Blanchard (1995
Although the majority of the study participants tended to report fewer migraines in their treatment diaries regardless of treatment group assignment, the HWB treatment was associated with a greater degree of clinical improvement than the HCB treatment. These results were also maintained over time, with a trend for treatment group difference up to the 6-month follow-up. Thus, the "active" treatment package may have contained a component that had a stronger effect on migraine in both the short and long term. Whether this component was the handwarming training or the stress management training, or the fact that both were used in combination, is a question for further study.
The clinical improvement rate of 53.8% for the HWB group is somewhat low
compared to previous thermal biofeedback treatment studies. However, it
appears to be the norm for a four-session format. Hermann, Blanchard, and Flor
(1997
) reported that 68.8% of
children who enrolled in a four-session home-based treatment were
significantly improved by the end of treatment. Guarnieri and Blanchard
(1990
) reported that 33% of
children enrolled in a four-session thermal biofeedback treatment experienced
clinically significant improvement in symptoms. Our findings are consistent
with these results. Future research to predict which children would benefit
from minimal or home-based treatment formats, such as the one used here, will
be useful considering the cost-effectiveness of these approaches.
The multivariate analyses for treatment outcome revealed a significant effect for treatment group, but no one specific dependent variable was found to significantly differ in the between-group follow-up analysis. This was likely due to the small number of participants in the study. Thus, low power limited the extent to which group differences could be observed. In contrast, the chi-square comparison of posttreatment clinical improvement did show a treatment group difference, with the HWB group demonstrating a significantly higher proportion of children and adolescents with a 50% or greater reduction in HI than the HCB group. This group difference was significant at the 3- and 6-month follow-ups as well. Considering that most studies of pediatric populations incorporate small groups, and that few of these studies report or consider power analysis, an important point can be made based on these results. Although the multivariate analysis yielded findings that conflicted with the univariate follow-up contrasts, the nonparametric results yielded a clear group treatment effect.
One issue that needs to be taken into account is that although many researchers use HI as a succinct overall measure of headache activity as well as to increase the power of contrasts, it is difficult to assess the exact nature of headache change when HI changes. HI change does provide a useful indicator of potential overall clinical improvement in each individual patient, and thus may be a variable of interest in future studies investigating prediction of outcomes in children and adolescents with migraine. However, results of studies using HI as a variable do need to be interpreted with caution, until it is clear exactly what HI reflects.
Treatment integrity appeared to be maintained in that the chi-square comparison of reports of home-practice temperature change did show a significant difference, suggesting that the children had adhered to the home-practice instructions. The HWB group tended to report temperature increases, and the HCB group tended to report temperature decreases. The in-session temperature change repeated measures analysis did not demonstrate significant differences between the treatment groups and was inconsistent with the home-practice reports; the reason for this is unclear. The in-session temperature changes were in general less dramatic than the home-practice reports of temperature change (i.e., the less than a mean of 1 degree change as presented in Figure 4 compared with reports of changes of 2 degrees or more in home practice). This may reflect more familiarity and less distraction in the home-practice setting.
A major limitation of this study, aside from the small sample, lies in the fact that a single investigator conducted all evaluation, treatment, and follow-up sessions. There were no treatment integrity checks, and drift may have occurred. The fact that the in-session biofeedback recording, as well as the patients' homework, demonstrates that skin temperatures generally corresponded with treatment assignment does provide some evidence that treatment integrity was maintained. However, it would have been more desirable for another investigator to monitor treatment sessions and for separate investigators to conduct the assessment and treatment sessions. In addition, it would have been beneficial to add a behavioral observation component, to examine if the children and adolescents in the HCB group were engaging in relaxation despite the lack of instruction in this strategy. Finally, a longer-term follow-up would have yielded useful information. Adequate follow-up information for this sample was available only for up to 6 months after treatment.
Further research incorporating larger groups with stringent treatment integrity checks such as audio or videotapes to be viewed by a co-investigator is called for to determine the strength of thermal biofeedback's specific effects. A larger sample size would also allow for investigation into the specific effect of cognitive-behavioral strategies such as stress management by administering this treatment component to the control group as well as the HWB group. This study was limited by low statistical power, yet it did lend support for handcooling as an adequate "placebo" control in thermal biofeedback. A larger scale study is clearly indicated, given the results reported here.
| Acknowledgments |
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This research was supported by grants from the University of Pittsburgh Anesthesiology and Critical Care Foundation, the Raymond and Elizabeth Bloch Educational and Charitable Foundation, and the NIH/NICHD (HD38647).
Received November 6, 2000; revision received February 28, 2001; accepted May 8, 2001
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