Journal of Pediatric Psychology Advance Access originally published online on April 2, 2007
Journal of Pediatric Psychology 2007 32(9):1079-1088; doi:10.1093/jpepsy/jsm004
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Patient-reported Outcomes in End-of-Life Research in Pediatric Oncology
1Division of Nursing Research, 2Department of Oncology, 3Patient Care Services, and 4St. Jude Palliative and End-of-Life Care Task Force at St. Jude Children's Research Hospital, Memphis, TN 38105, USA
All correspondence concerning this article should be addressed to Pamela S. Hinds, PhD, RN, FAAN, 332 N. Lauderdale, Memphis, TN 38105-2719. E-mail: pam.hinds{at}stjude.org.
| Abstract |
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Objective The purpose of this review of published literature was to identify the number and focus of empirically based papers that included research methods used to directly solicit patient-reported outcomes (PRO) from pediatric oncology patients at end of life. Methods Key terms including "pediatric or child and oncology or cancer and end of life or palliative or hospice or dying" were used with five data bases (PubMed, Ovid, Cochrane, PsycInfo & PsycArticles, and CINAHL) for English language literature published between January, 2001 and June, 2006. All retrieved documents were independently reviewed by a panel of six (nurses, physicians, and one psychologist) with backgrounds in pediatric oncology. Results Thirty-five publications were identified but nine (25.7%) were eliminated from the analysis as they did not meet inclusion criteria. Of the remaining 26, four (15.4%) included patient-reported outcomes, six (23.1%) included parent only-reported outcomes, and five (19.2%) included staff only-reported outcomes. Nine (34.6%) were retrospective medical record reviews. Two (7.7%) included parent and record review data or parent and physician reports. Conclusions Empirically-based end-of-life publications in pediatric oncology are relatively few in number and nearly 85% of completed studies do not include PRO.
Key words: end of life; literature review; patient-reported outcomes; pediatric oncology.
Patient-reported outcomes (PRO) are defined as a "measurement of any aspect of patient's health status that comes directly from the patient (i.e., without the interpretation of the patient's responses by physician or others)" (Office of New Drugs and the Office of Medical Policy, 2006
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Key terms including "pediatric or child and oncology or cancer and end of life or palliative or hospice or dying" were used with five data bases (PubMed, Ovid, Cochrane, PsycInfo & PsycArticles, and CINAHL) for English language literature published between January, 2001 and June, 2006. Inclusion criteria included (a) research or project methods explicitly described, (b) data presented in a way that made it possible to accurately identify the data from the pediatric oncology participants, and (c) no duplicative data in two or more publications. A panel of six reviewers (three with nursing backgrounds, two physicians, and one psychologist) with pediatric oncology experience independently reviewed all 35 publications. Each completed a review form rating each of the publications on the three inclusion criteria. Panelists then categorized the publications that met all inclusion criteria by type of report: patient-report (any publication that included PRO including reports that also contained other forms of reports such as parent or medical record), parent-only report, staff-only report, medical record reviews, and others (any publication that included combined reports from parents, records and/or staff). Rater agreement was assessed by publication, category of publication, and by total group of publications. Rater agreement for each inclusion criterion and for category of report type included: explicit methods, 96.9% agreement; able to identify data specific to pediatric oncology patients, 94.4% agreement; no duplicative data, 95.7% agreement; and category type, 96.9% agreement.
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Thirty-five publications were identified and of these, nine (25.7%) were deemed ineligible: one was a population-based report in which the three age categories included in the data analysis plan were ages 1–64, 65–79, and 80 years and older (Van den Block et al., 2006
Of the twenty-six remaining publications, only four (15.4%) included PRO. None of the four only included PRO; one included patient (n = 3) and parent (n = 9) reports regarding the impact of the cancer and its treatment on their daily lives, and family communication about the cancer progressing and about enrollment on a Phase 1 trial (Barrera, DAgostino, Gammon, Spencer, & Baruchel, 2005
); one included patient pain reports and medical record review data on pain relief medications (Caran, Dias, Seber, & Petrilli, 2005
); one included a combination of patient or family and nurse reports to identify the presence and impact of symptoms and to identify those most difficult to treat in patients with progressive disease (Goldman, Hewitt, Collins, Childs, & Hain, 2006
), and the final publication included patient-, parent-, and physician reports plus medical record review data regarding end-of-life decision making related to do not resuscitate orders, enrollment in a Phase 1 trial when the three groups agreed that no curative options remained, or terminal care (Hinds et al., 2005
). These reports were all published in the preceding 3 years and involved settings from five different countries: Brazil, Canada, the United Kingdom, Australia, and the United States. The purpose of each reported study and the focus of each study differed as did the ages of the patients involved and the research methods (Table I). One report used the institution's clinical pain report as the PRO (Caran et al., 2005
), one relied upon a questionnaire constructed for use in the study (Goldman et al., 2006
), and two relied upon open-ended interview questions that were derived from specified theoretical perspectives (Barrera et al., 2005
; Hinds et al., 2005
). None included previously validated instruments used in pediatric or pediatric oncology patient groups. The diverse foci and methods make a review of the strength of the evidence in any topical area too preliminary at this time.
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The limited number of PRO in end-of-life pediatric oncology publications is placed into a context by reviewing the remaining 22 publications that met the inclusion criteria. The largest category (n = 9 publications) was that of medical record review. The focus of two publications was unique amongst the nine; one on the shift noted in medical record documentation when the goal of care changed from cure to end of life (DeGraves & Aranda, 2002
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Six publications (23.1%) involved parent-reports only. Two were specific to care-related stressors of the bereaved parents (Freeman, ODell, & Meola, 2004
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Five publications (19.2%) involved staff-only reports. One report involved physician survey responses regarding hospice referral patterns and barriers (Fowler et al., 2006
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The final publication category (n = 2) (7.7%) included a medical record review for 28 deceased patients and interviews with eight bereaved couples regarding the location of death and the problems associated with providing terminal care (Fujii et al., 2003
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| Discussion |
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The results of this review of a recent 5-year period of publications indicates that less than 17% of the published data about end of life in pediatric oncology patients includes actual PRO or perceptions. This means that the great majority of available literature informing us about end-of-life for children and adolescents with cancer is based primarily upon medical record reviews and to a lesser extent, staff and parent observations. Similarly, a conclusion included in a recently released federal report was that no measures or indicators currently exist to evaluate the quality of supportive pediatric cancer care, whether based in patient, parent or other reports (Lorenz et al., 2006
To fully evaluate the effectiveness of our care, we need to ask those who receive it including the children and adolescents with cancer who are at end of life. End of life is a personal experience unique to each child or adolescent; for health care providers to elicit the child's experience and personal preferences, they will need to directly ask the children or adolescents for their perspective health care providers. PRO alone are not sufficient to provide expert patient- and family-centered care. A comprehensive assessment of care provided to the child or adolescent at end of life secondary to cancer or its treatment would include provider reports of toxicity, disease progression, and other measures of disease status plus measures of actual care quality and effectiveness. The latter measures particularly yield clinically useful findings when they are completed by the patient experiencing the care. In the four publications in this study that included PRO, none relied solely upon patient reports but included other sources i.e., parent, staff, or medical record data. This seems a reasonable approach given the (a) reliance upon proxy reports in studies of pediatric patients and the interest in comparing patient perspectives with those of formal and informal (family) caregivers, (b) concern that pediatric patients at end of life may not be able to report or to report in a reliable and valid manner, and the (c) likelihood that at some point in the care trajectory, the parent- and staff-reports will necessarily be the only available reports to guide care. To insure the likelihood of soliciting the pediatric oncology patient's report, the child or adolescent's voice needs to be sought before the voice is no longer able to report. Having reliable and valid indicators of quality care available for use by clinicians, family members or researchers will very likely facilitate the solicitation of the pediatric patient's perspective at end of life and the development of indicators of quality care at end of life.
While soliciting PRO would seem to be a reasonable clinical course, the findings from this review indicate that PRO at end of life in pediatric oncology are rarely formally solicited. In our experience, clinicians have shared their hesitation to directly, formally solicit patient-reported preferences and outcomes because of concerns about offending the already emotionally burdened family and because to have such a discussion confirms the sad reality of this child's dying. These clinician concerns are quite similar to the reasons offered by clinicians for not referring patients and their families to end-of-life studies in pediatric oncology (Hinds, Burghen, & Pritchard, in press). Having validated instruments and other guides as well as assistance in using these instruments may help facilitate interactions wherein PRO and preferences at end of life will be more likely to be solicited.
Certainly there are recognizable situations when seeking the pediatric oncology patient's report will not be possible because of clinical conditions (such as sedated or obtunded patients), the developmental status of the ill child (i.e., not cognitively able to self-report), or family culture in which asking the child about end-of-life care or symptoms is culturally unacceptable. Not having reliable and valid instruments sensitive to end of life in pediatric oncology patients is not an acceptable clinical explanation for not soliciting the child's voice at end of life. Instead, this lack of appropriate instruments is basis for a research mandate to develop, test in relevant patient groups, and establish a repertoire of such self-report instruments. This research mandate needs to include the systematic evaluation of patient-reported instruments at end of life and the impact of such instruments on the care given and to move toward a practice standard that includes documenting why a child or adolescent's report is not solicited. A promising starting point in such a research mandate could be the systematic assessment of existing validated pediatric instruments for their sensitivity and appropriateness for use in pediatric oncology with patients at end of life.
The 26 publications included in the study sample were from a total of nine countries with 11 being the highest number from a single country and in this instance, from the United States. Five publications were from Sweden and all five were based on the same population-based sample of bereaved parents. Each of the five publications focuses on a unique set of variables within the database but it is important for readers to recognize that the multiple studies are derived from the same group of participants in order to more accurately interpret generalizability of study findings beyond this one group of participants.
There are important limitations to our review, including that we did not assess the strength of the methods used in each report to solicit the patient, parent, or staff perspectives or the tools used to extract and document medical record data. We also did not formally evaluate the strength of the evidence within or across the different categories of reports given the paucity of reports in any single area of study focus and the minimal amount of overlap amongst the diverse publications. The absence of instruments with traditional psychometric characteristics reported may well reflect the early state of the science in pediatric end-of-life research as well as in patient-reported outcomes. Our summarized findings and impressions from the 35 publications could serve as a useful baseline for future summaries of empirically based literature about end-of-life care for pediatric oncology patients and their family members.
| Conclusions |
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Review findings indicate a measurable paucity of PRO publications. The reasons underlying the paucity could be multiple and diverse in nature but the first step in addressing this dearth is a commitment to asking the seriously ill and dying child or adolescent with cancer for their ratings, opinions, and preferences related to their care. It is this commitment that will galvanize a research priority to develop, test, and translate into clinical situations the necessary reliable and valid instruments to solicit and document the patient reports on their unique experiences at end of life.
Conflict of interest: None declared.
Received September 11, 2006; revision received November 30, 2006; accepted January 10, 2007
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